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Compliance Rules

/Regulatory Compliance/

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POLICY FOR EXECUTION

OF ORDERS /Execution Policy​

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RULES

for Internal

Organization

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INTERNAL SECURITY RULES Mandatory for Employees who have Access to Personal Data Records

  

   

of Investment Intermediary Factori

 

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INFORMATION RELATING TO SUSTAINABILITY IN THE FINANCIAL SERVICES SECTOR  / Pursuant to regulation (eu) 2019/2088 of the European parliament and of the council of November 27, 2019 /

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Conflict of interests 

   

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RULES for Personal  Transactions with FINANCIAL INSTRUMENTS

of Relevant Persons

  

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RULES for ACCOUNTING & STORAGE of:

Information, Financial Instruments & Customer Money

   

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Rules for Operation, Protection & Control of Information & Computer Systems

    

     

of the Investment Intermediary Factori AD  _________________

ANTI MONEY LAUNDERING /AML/  

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/ Internal Regulations to Control and Prevent Money Laundering and the Financing of Terrorism in 
INVESTMENT INTERMEDIARY "FACTORI" AD/

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Costs

& Fees

   

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GENERAL TERMS

  

Applicable to Contracts with Clients

   

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CUSTOMER CATEGORIZATION RULES

   

of Investment Intermediary Factori AD 

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REWARDS AND INCENTIVES POLICY UNDER ART. 18 OF REGULATION No. 50

ON THE CAPITAL ADEQUACY AND LIQUIDITY OF INVESTMENT INTERMEDIARIES AND REGULATION No. 2017/565of the Relative Persons 

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